Tailored Compliance Training for Investment Management Firms

Getting started

We provide specialised training requirements for those in fund management, client facing or investment advisory roles and senior management positions
Modules Enrol Now
 
 
All staff at investment management firms are required to undertake certain financial regulatory training, regardless of what role they fulfil. Certain additional training requirements will be needed for those in fund management, client facing or investment advisory roles, as well as those in senior management positions.
 
Tailored Compliance provides online compliance training for hedge fund, fund of funds, private equity, venture capital, asset management and advisory firms. The online training platform provides access to a broad range of funds industry specific compliance training. All modules come with associated testing to provide demonstrable evidence that the subject matter has been reviewed and understood.
 
Please refer to the module overviews provided and proceed to the (410) 606-2033 section to access your module material.

Modules

Tailor the modules for your business
3203499203

Anti-Money Laundering, Sanctions and Counter-Terrorist Financing

8066730715

Anti-Bribery and Corruption

(302) 366-7472

Data Protection and transition to GDPR

Insider Dealing Training

Insider Dealing, Market Manipulation and Market Abuse

760-572-1760

Fund Marketing

Approved Persons Training

FCA Approved Persons Regime Training

Conflict of Interest Training

Conflicts of Interest

303-487-5408

FCA Reporting

Governance Training

Governance Arrangements

Money Laundering Training

Money Laundering Reporting Officer

Regulatory Capital Training

Regulatory Capital for Investment Firms

Financial Regulatory Environment Training

Financial Regulatory Environment

Services

Other services we provide
Compliance Audit

Compliance Audit

Not sure where you stand? What you need to do? Let us audit you.

7194336339

Onsite Compliance Services

We offer an onsite in person compliance service.

Bespoke Compliance

Bespoke Compliance

Tailored, specific compliance training just for you and your business

About Us

Our Directors

Hannah SchneiderPartner

has previously held roles at the Financial Services Authority specialising in oversight of investment firms, prior to the creation of the Financial Conduct Authority. Hannah has also held a variety of private sector roles.....

Read more

David JonesPartner

has worked in the Financial Services industry for over two decades as a consultant analyst/programmer, covering Hedge Fund, Fund of Fund, Wealth Management, Asset Management, and Stockbroking Industries.....

(431) 688-1501

Testimonials

 
“Tailored Compliance provides an excellent and easy to use platform for our regular and required training requirements and delivers the first rate and pragmatic advice of Hannah in a way which is both readily understandable and practical”

David Moss – Compliance Officer – Permian Global
 

Regulatory Compliance

Regulatory compliance describes the goal that organisations aspire to achieve in their efforts to ensure that they are aware of and take steps to comply with relevant laws and regulations.

Policies

Other Services